Merging Varying Ethnic Types and Religious Sects
to Create a New Afghan State
by Robert Canfield
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Robert L. Canfield, Professor of Anthropology
in Arts & Sciences
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The United States has an interest in the establishment
of a viable government in Afghanistan because it cannot allow the country
to become a haven again for anti-Western movements like Al Qaeda. But
to be so established the new government has to be conceived and constituted
by Afghans, and endorsed and supported by popularly based political
elements around the country. Inevitably, it will face staggering challenges
after the foreign powers withdraw.
Those of us who study the country often emphasize
the typical "fault lines" in the country, based on ethnicity, Islamic
sect, and so on, but in fact the active, viable political coalitions
in the countrythose "influencial political elements" whose suppport
will be necessaryare rarely simple reflections of these broad
social distinctions; rather, they are circumstantially constituted and
variable. This is because those "fault lines" are merely idealized notions
of fraternitygrounds for fellowship, friendship, and trustthat
may be invoked as necessary. In many specific contexts, however, those
lines don't coincide, so individuals must decide which ground of loyalty
they should invoke in particular situations. Here, I note some important
ideals of fraternity that influence how actual coalitions form, based
on kinship, religion, and nationhood.
The fraternity of kinship: ethnic types and tribes
People assume a fraternity on the basis of
their kinshipin broad terms as members of ethnic types, in narrower
terms as members of "tribes."
Almost two dozen ethnic and linguistic types
reside in Afghanistan. The most prominent are the Afghans, otherwise
known as "Pushtuns" or (in Pakistan) "Pathans." These "true" Afghans
traditionally speak Pushtu (Pashto); in many rural areas they are organized
"tribally." The Afghan government has always claimed that Pushtuns number
more than half the population, but other estimates suggest they constitute
barely 40 percent. The non-Pushtun groups include such other ethnic
types as Tajiks, Hazaras, Uzbeks, and "Farsiwans" (Persian speakers
in the western part of the country, also classified as Tajiks). These
groups sometimes are referred to as "Persian-speaking populations" to
distinguish them from the Pushtuna distinction that became particularly
keen when the country began to fracture along these lines in the 1990s.
(The term can be misleading because the Pushtun elite are also essentially
Persianized; Afghan Persian, "Dari," has long been the traditional language
of administration and bureaucracy.)
Often Afghans are described as "tribal," but
the term needs clarification. It applies best to how the Pushtuns organize,
for they are notable for forming broad coalitions based on kinship (reckoned
through males). Because many tribes in Afghanistan share common resourcespasturage,
for instancethey maintain close ties that can quickly be mustered
in a crisis, which means they have military potential.
Afghan tribes have historically enjoyed various
relations to the central government, sometimes as loyal subjects, sometimes
as rebels. In its nascent period (late 19th century), the government
treated the Pushtun tribes differently: Some of them (the troublesome
ones) it uprooted and situated elsewhere, and some it made special deals
with in exchange for their promise of conscripts as needed. As the government
gained strength, it tended to treat all the tribes more consistently,
in theory claiming the right to final adjudication of affairs among
the tribes. Within Afghanistan, tribal law was only active in areas
where, and in times when, the state was weak. There is no recognized
"tribal territory" in Afghanistan as there is in Pakistan.
The fraternity of religion:
sects and Islamic groups
Most of the Muslim peoples of Afghanistan are
Sunni (the religious affiliation of most Muslims elsewhere), but a sizable
minority are Shia Muslims (who share the same tradition as most Iranians),
and a small number are Ismailis (who venerate the Aga Khan). The connection
between ethnic type and religious sect is not perfect but close: Most
Pushtuns, Uzbeks, and Tajiks are Sunni; most Hazaras and Farsiwans are
Shia. The historic animosity between the Hazaras and Pushtun is partly
sectarian: In the fighting between the Hazaras and the (Pushtun) Taliban,
the brutalities on both sides reflected long-established animosities.
The destruction of the ancient statues of Buddha in Bamian may have
been an attempt to insult the local Hazara populations.
The Afghanistan peoples are generally sincere
Muslims, but for most of themthe Pushtuns of the eastern frontier
exceptedIslam has not served as an anti-Western ideology. The
country was never under sustained colonial domination, unlike any other
Muslim population in the world. The Pushtuns of the east, however, were
situated for many generations on the frontier of the British empire,
which may have skewed them toward a kind of religious xenophobia. In
the 19th century, warrior bands rallied by religious figures arose many
times, proclaiming zeal for Islam against the British. More than a century
later the Taliban educated in the same region arose with a similar rejection
of the non-Muslim world.
On the other hand, the Islamism espoused by
the leaders of the anti-Soviet movement in the 1980s was something different,
assimilating the ideals of certain Egyptian and South Asian thinkers
for whom Islam was an idiom of refusal.
The fraternity of Afghan
citizenship
With the rise of the state in the late 19th
century, the small group of educated persons who constituted and enabled
the state began to identify with a new conception of loyalty and fraternity,
the "nation." With the burgeoning of the national education system after
the 1950s, the body of young people interested in the development of
the country was vastly enlarged. These people were aggressively involved
in attempts to develop the country in the 1960s; among them were some
women who became prominent and influencial. As these progressives matured,
they debated how best to accomplish the task of development. The debates
hardened in the 1960s and 1970s and eventually led to two coups d'état,
the latter being the Communist coup of 1978.
But the "nation-oriented elite" was small.
Ordinary populations in the countryoverwhelmingly ruralhad
little concept of an Afghan nation, much less of national fraternity.
So when resentment against the Communists arose, many of these rural
populations drew upon traditional idioms of fraternity to organize their
opposition to the Communists. The fighting eventually displaced many
of the nation-oriented elite: Some were killed, and some fled the country;
others were marginalized by a new body of leaders that emerged. These
were commanders and politico-military figuresindividuals heading
the anti-Communist war organizations. Commanders crafted fighting groups
in their local contexts, appealing to the fraternal relations of kinship
and common faith. The most prominent politico-military figures enjoyed
their strategic positions by virtue of support from the outside powers,
Pakistan and the United States, Iran, and Saudi Arabia. These elements
drew upon an unfamiliar Islamism to give their cause a moral aura.
With the collapse of the Taliban, the dispersed
nation-oriented eliteor in many cases their offspringhave
in 2002 re-entered the picture, taking a prominent place in the attempts
to develop a new government. This includes progressive women, many of
whom have been actively concerned about the plight of the perhaps 4
million womenone-sixth of the populationwho are widows.
Several hundred of them have drafted a "Declaration of the Essential
Rights of Afghan Women," which calls for a return to the rights granted
to women in the Constitution of 1965.
The process of forming a government brings
two very different types of Afghans together: the warlords whose strength,
apart from brute force, has been cobbled together by appeals to kinship
and religion; and the nation-oriented elite who have been more closely
tied to the foreign powers demanding a viable government. If the new
state is to succeed, these two elements must act in concert. To ensure
the process, the United States may have to stay a good while.
Robert L. Canfield, professor of anthropology
in Arts & Sciences, is an expert on Afghanistan.